ERISA 3(16) Participant Services

We listened to our clients’ frustration when administering their retirement plans, so we created a solution that will take the day-to-day work off their desk. We are proud to offer full ERISA 3(16) Participant Services. In essence, we become the plan administrator, a named fiduciary.

Among the services we offer are:

Review and approve distributions, QDRO’s, loans and hardships

Manage the distribution payment process from the paperwork to the tax reporting (powered by PenChecks)

Handle the distribution of SPD’s, SAR’s, Safe Harbor and Fee-Disclosure notices (DC plans), Annual Funding Notice (DB plans) and more

Monitor automatic enrollment and auto increase

Work with auditors

Sign and file Form 5500 and/or PBGC Form 1

Sign regulatory plan amendments

Click here to download our brochure for full services and pricing.